Elizabeth Prout Lefler

Elizabeth Prout Lefler

MYC Educational Foundation
Duck Key, FL
Childrens LawBusiness LawFamily LawFinance & Securities LawNonprofit Law

Elizabeth Prout Lefler is an independent compliance consultant and attorney. She serves on two Boards of Directors (one as chair), and is an owner of a product development company. Ms. Lefler served for 13 years as managing director, compliance for global investment banks, and ultimately as chief compliance & AML Officer of KeyBanc Capital Markets. Previously, she held positions as senior counsel with the U.S. SEC, legal advisor to Commissioner Isaac C. Hunt, and associate with Morgan Lewis & Bockius. Ms. Lefler has served as chair of FINRA's Market Regulation Committee, as FINRA Panelist (i.e., judge) in enforcement actions, and as an expert witness on securities legal matters. Ms. Lefler earned her J.D. degree from George Mason University School of Law and her B.A. degree from Bates College. She is licensed to practice law in Florida and Virginia. Ms. Lefler has held various financial licenses, including NYSE Series 14 (chief compliance officer), FINRA (supervisory principal), and deemed "Fit & Proper" to serve as chief compliance & AML officer of an Irish Bank. Ms. Lefler is also a Certified U.S. Sailing Judge.

Elizabeth Prout Lefler's Courses

  • Professional Communication and Client Management Skills for Paralegals

    Professional Development

    Credits Available
    Credit Status Total
    California MCLE Paralegal Approved 3 Total
    Delaware Certified Paralegal Program Approved 3 Total
    Florida Registered Paralegal Approved 3 Total
    Indiana Paralegal CLE Approved 3 Total
    NALA Approved 3 Total
    Montana CLE Credit for Paralegals Approved 3 Total
    North Carolina Continuing Paralegal Education Approved 3 Total
    New Mexico Paralegal Division, State Bar of Approved 3 Total
    Ohio Certified Paralegals Approved 3 Total
    NFPA Approved 3 Total
    Texas State Bar of Paralegal Division Approved 3 Total
    Washington Paralegal Association Approved 3 Total
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    3 Paralegal_California MCLE Paralegal